Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 14 Apr 2026)
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Schroder Unit Trusts Limited
FRN 197288
- SMF3 Executive Director (since 7 Feb 2025)
- SMF1 Chief Executive (since 7 Feb 2025)
- [FCA CF] Client dealing (16 Jan 2025 to 9 Feb 2025)
- [FCA CF] Manager of certification employee (16 Jan 2025 to 9 Feb 2025)
- [FCA CF] Material risk taker (1 Feb 2023 to 9 Feb 2025)
- CF3 Chief Executive (3 May 2019 to 8 Dec 2019)
- CF1 Director (22 Mar 2017 to 8 Dec 2019)
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 16 Jan 2025)
- [FCA CF] Client dealing (since 16 Jan 2025)
- [FCA CF] Material risk taker (since 1 Feb 2023)
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Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 16 Jan 2025)
- [FCA CF] Manager of certification employee (since 16 Jan 2025)
- [FCA CF] Material risk taker (since 1 Feb 2023)
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- [FCA CF] Material risk taker (since 1 Feb 2023)
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- [FCA CF] Material risk taker (1 Feb 2023 to 9 Jul 2025)
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- (241)[FCA CF] Material risk taker (1 Feb 2023 to 2 Dec 2024)
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- [FCA CF] Material risk taker (1 Feb 2023 to 27 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (241)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited