Newton-Barr Limited

Date authorised
1 April 2013
Companies House
SC173235
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Newton Barr Ltd
    40 Charlotte Square
    Edinburgh
    Edinburgh, City Of
    EH2 4HQ
    UNITED KINGDOM
    Phone
    +4401316247600
    Web
    https://www.newtonbarr.co.uk

  • Complaints Contact

    Newton Barr Ltd
    40 Charlotte Square
    Edinburgh
    Edinburgh, City Of
    EH2 4HQ
    UNITED KINGDOM
    Phone
    +441316247600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Robert Milne

    IRN ARM00064

    • CF30 Customer (2 Sep 2009 to 20 Dec 2012)
  • Alistair David Campbell

    IRN ADC01156

    • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
    • CF22 Investment Adviser (Trainee) (16 Oct 2006 to 31 Oct 2007)
  • Andrew Charles Campbell

    IRN ACC00021

    • CF1 Director (AR) (13 Nov 2007 to 26 Mar 2010)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
    • Responsible for Insurance Mediation (18 Jan 2005 to 11 Mar 2016)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Apr 2005)
    • CF1 Director (14 Jan 2005 to 11 Mar 2016)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (14 Jan 2005 to 1 Apr 2005)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 1 Apr 2005)
  • Colin James Abraham

    IRN CJA01086

    • CF1 Director (AR) (6 Mar 2009 to 26 Mar 2010)
  • David Keith Baldwin

    IRN DKB00007

    • CF21 Investment Adviser (5 Apr 2005 to 1 Jul 2007)
    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 5 Apr 2005)
  • Douglas Alexander Steed

    IRN DAS00049

    • CF21 Investment Adviser (14 Jan 2005 to 13 Jun 2005)
    • CF24 Pension Transfer Specialist (14 Jan 2005 to 13 Jun 2005)
  • Geoffrey Richard Foden

    IRN GRF00011

    • CF1 Director (14 Jan 2005 to 25 Feb 2016)
  • Gerald William Dawson

    IRN GWD00007

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2015)
    • CF1 Director (14 Jan 2005 to 25 Feb 2016)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • Gerard Joseph Seydak

    IRN GJS00035

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2021)
    • [FCA CF] Client dealing (since 2 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (23 Nov 2016 to 2 Oct 2017)
    • Responsible for Insurance Mediation (11 Mar 2016 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Apr 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Apr 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Apr 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Jeremy Simon Brett

    IRN JXB00237

    • [FCA CF] Client dealing (22 Mar 2021 to 22 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (2 Feb 2021 to 22 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 22 Oct 2025)
    • CF24 Pension Transfer Specialist (25 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (12 May 2005 to 31 Oct 2007)
    • CF1 Director (AR) (12 May 2005 to 22 Oct 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.