Gerard Joseph Seydak

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charlotte Square Partners Limited

    FRN 771182

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2021)
    • [FCA CF] Client dealing (since 2 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (2 Oct 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Oct 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (2 Oct 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (2 Oct 2017 to 8 Dec 2019)
  • Newton-Barr Limited

    FRN 413888

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2021)
    • [FCA CF] Client dealing (since 2 Jan 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (23 Nov 2016 to 2 Oct 2017)
    • Responsible for Insurance Mediation (11 Mar 2016 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Apr 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Apr 2005 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (4 Apr 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Charlotte Square Partners Limited (no longer approved here)

    FRN 764231

    • Employed By (23 Nov 2016 to 8 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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