Jeremy Simon Brett

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brett Investment Limited

    FRN 1023998

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
    • Responsible for Insurance Distribution (since 22 Oct 2025)
    • SMF16 Compliance Oversight (since 22 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Oct 2025)
    • SMF3 Executive Director (since 22 Oct 2025)
    • [FCA CF] Client dealing (since 22 Oct 2025)
  • Newton-Barr Limited (no longer approved here)

    FRN 413888

    • [FCA CF] Client dealing (22 Mar 2021 to 22 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (2 Feb 2021 to 22 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 22 Oct 2025)
    • CF24 Pension Transfer Specialist (25 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (12 May 2005 to 31 Oct 2007)
    • CF1 Director (AR) (12 May 2005 to 22 Oct 2025)
  • Brett Investment Ltd (no longer approved here)

    FRN 225341

    • Employed By (3 Jun 2003 to 22 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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