Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF29 Significant management (1 Nov 2007 to 31 Dec 2015)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 25 Feb 2016)
-
- CF1 Director (2 Jul 2007 to 21 Aug 2015)
- CF11 Money Laundering Reporting (2 Jul 2007 to 21 Aug 2015)
- Responsible for Insurance Mediation (2 Jul 2007 to 21 Aug 2015)
- CF10 Compliance Oversight (2 Jul 2007 to 21 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.