Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 20 Feb 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 17 Feb 2023)
    • CF2 Non Executive Director (3 Jun 2019 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (19 Mar 2010 to 30 Sep 2018)
    • CF1 Director (19 Mar 2010 to 8 Dec 2019)
  • Capital Exchange Ltd (no longer approved here)

    FRN 479049

    • Employed By (22 Feb 2008 to 6 May 2009)
  • Newton-Barr Limited (no longer approved here)

    FRN 413888

    • CF1 Director (AR) (13 Nov 2007 to 26 Mar 2010)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
    • Responsible for Insurance Mediation (18 Jan 2005 to 11 Mar 2016)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 1 Apr 2005)
    • CF10 Compliance Oversight (14 Jan 2005 to 1 Apr 2005)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Apr 2005)
    • CF1 Director (14 Jan 2005 to 11 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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