CS Managers Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
C S Managers Ltd43 Charlotte SquareEdinburghEdinburgh, City OfEH2 4HQUNITED KINGDOM- Phone
- +441316247709
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Complaints Contact
C S Managers Ltd43 Charlotte SquareEdinburghEdinburgh, City OfEH2 4HQUNITED KINGDOM- Phone
- +441316247709
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Charles Campbell
IRN ACC00021
- Director of firm who is not a certification employee or a SMF manager (since 20 Feb 2023)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 17 Feb 2023)
- CF2 Non Executive Director (3 Jun 2019 to 8 Dec 2019)
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Andrew John Spence
IRN AJS01569
- CF11 Money Laundering Reporting (3 Jun 2019 to 21 Aug 2019)
- CF29 Significant management (3 Jun 2019 to 21 Aug 2019)
- CF30 Customer (3 Jun 2019 to 21 Aug 2019)
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Hugh Alexander Rutherford
IRN HXR00172
- Director of firm who is not a certification employee or a SMF manager (since 11 May 2022)
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Ian Forbes Henderson
IRN IFH01010
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2025)
- SMF16 Compliance Oversight (since 30 Jun 2025)
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Joseph Capaldi
IRN JXC03166
- [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Oct 2022)
- CF30 Customer (3 Jun 2019 to 8 Dec 2019)
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Kerry Ann Lennon
IRN KXL00294
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2024 to 1 Jul 2025)
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Liam Daniel Hugh Goodbrand
IRN LXG24881
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 24 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (28 Nov 2019 to 8 Dec 2019)
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Linda Neil Forsyth
IRN LXF13144
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2024)
- CF11 Money Laundering Reporting (24 Oct 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Jun 2019 to 8 Dec 2019)
- CF1 Director (3 Jun 2019 to 8 Dec 2019)
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Robert William Darling
IRN RWD01056
- SMF1 Chief Executive (15 Nov 2022 to 12 Jan 2024)
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Scott Douglas John Henderson
IRN SXH01131
- [FCA CF] Client dealing (8 Feb 2024 to 17 Dec 2024)
- [FCA CF] Functions requiring qualifications (8 Feb 2024 to 17 Dec 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.