Joseph Capaldi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 14. Managing investments
    • [FCA CF] Client dealing (since 21 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2023)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 May 2021)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)
  • CS Managers Ltd (no longer approved here)

    FRN 830853

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2022)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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