Andrew John Spence

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aspen Advisers Limited

    FRN 1007296

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • SMF3 Executive Director (since 13 May 2024)
    • [FCA CF] Client dealing (since 13 May 2024)
    • [FCA CF] Functions requiring qualifications (since 13 May 2024)
  • North Capital Management Limited (no longer approved here)

    FRN 713442

    • [FCA CF] Functions requiring qualifications (9 Nov 2020 to 1 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2024)
  • CS Managers Ltd (no longer approved here)

    FRN 830853

    • CF29 Significant management (3 Jun 2019 to 21 Aug 2019)
    • CF11 Money Laundering Reporting (3 Jun 2019 to 21 Aug 2019)
    • CF30 Customer (3 Jun 2019 to 21 Aug 2019)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (10 Oct 2018 to 4 Sep 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
    • CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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