Aspen Advisers Limited

Date authorised
13 May 2024
Companies House
14115281
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Albyn Place
    Edinburgh
    Edinburgh, City Of
    EH2 4NG
    UNITED KINGDOM
    Phone
    +441313804944
    Web
    https://www.aspenadvisers.com

  • Complaints Contact

    4 Albyn Place
    Edinburgh
    Edinburgh, City Of
    EH2 4NG
    UNITED KINGDOM
    Phone
    +441313804955

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

  • Arranges Asset Safekeeping

    For Professional, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

  • Investment Setup

    For Professional, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

  • Manages Your Portfolio

    For Professional, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Spence

    IRN AJS01569

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • SMF3 Executive Director (since 13 May 2024)
    • [FCA CF] Functions requiring qualifications (since 13 May 2024)
    • [FCA CF] Client dealing (since 13 May 2024)
  • Andrew Johnston

    IRN AXJ01371

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2024)
    • [FCA CF] Client dealing (since 8 Nov 2024)
  • Mark Livingston

    IRN MBL01051

    • SMF3 Executive Director (since 13 May 2024)
    • SMF16 Compliance Oversight (since 13 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.