Colin James Abraham

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FAMILY & BUSINESS ASSURANCE (SERVICES) LIMITED (no longer approved here)
FRN 514049
- CF1 Director (19 Mar 2010 to 25 May 2018)
Newton-Barr Limited (no longer approved here)
FRN 413888
- CF1 Director (AR) (6 Mar 2009 to 26 Mar 2010)
RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)
FRN 194713
- CF27 Investment Management (2 Oct 2002 to 1 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.