NatWest Trustee and Depositary Services Limited

Date authorised
1 June 2018
Companies House
11194605
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Fund Guardian

  • Specialist Fund Guardian

  • Private Fund Guardian

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julie Patricia Beesley

    IRN JPB01336

    • SMF7 Group Entity Senior Manager (21 Jan 2020 to 8 Mar 2021)
  • Katie Murray

    IRN KXM02157

    • SMF7 Group Entity Senior Manager (since 18 Jan 2020)
  • Keiran Paul Foad

    IRN KPF01015

    • SMF7 Group Entity Senior Manager (10 Apr 2023 to 15 Jan 2026)
  • Ken McHugo

    IRN KXM00899

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2026)
  • Lynn Ann Cleary

    IRN LXC01791

    • [FCA CF] Significant management (24 Nov 2022 to 31 Dec 2023)
    • CF28 Systems and controls (1 Jun 2018 to 8 Dec 2019)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
  • MARGARET JOBLING

    IRN MXJ01698

    • SMF7 Group Entity Senior Manager (since 26 Nov 2020)
  • Malcolm John Butt

    IRN MJB01633

    • [FCA CF] Manager of certification employee (30 May 2022 to 4 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 23 Aug 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Dec 2024)
    • CF10a CASS Oversight function (1 Jun 2018 to 8 Dec 2019)
  • Marcus Wogart

    IRN MXW01873

    • SMF7 Group Entity Senior Manager (since 25 May 2021)
  • Maria Kokkinou

    IRN MXK00955

    • SMF7 Group Entity Senior Manager (since 22 Oct 2025)
    • [FCA CF] Manager of certification employee (26 Jun 2025 to 12 Jan 2026)
  • Mark Crathern

    IRN MAC30318

    • SMF1 Chief Executive (since 28 Oct 2022)
    • SMF3 Executive Director (since 28 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2023 to 12 Jan 2026)
    • [FCA CF] Manager of certification employee (1 Dec 2023 to 12 Jan 2026)
    • [FCA CF] Significant management (12 May 2020 to 15 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.