Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (since 22 Oct 2025)
- [FCA CF] Manager of certification employee (26 Jun 2025 to 12 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (24 Jun 2025 to 12 Jan 2026)
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NatWest Markets Plc
FRN 121882
- SMF7 Group Entity Senior Manager (since 22 Oct 2025)
- [FCA CF] Manager of certification employee (26 Jun 2025 to 12 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (24 Jun 2025 to 12 Jan 2026)
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Coutts & Company
FRN 122287
- SMF7 Group Entity Senior Manager (since 22 Oct 2025)
- [FCA CF] Manager of certification employee (26 Jun 2025 to 12 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (24 Jun 2025 to 12 Jan 2026)
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- SMF7 Group Entity Senior Manager (since 22 Oct 2025)
- [FCA CF] Manager of certification employee (26 Jun 2025 to 12 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (24 Jun 2025 to 12 Jan 2026)
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- SMF7 Group Entity Senior Manager (since 22 Oct 2025)
- [FCA CF] Manager of certification employee (26 Jun 2025 to 12 Jan 2026)
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RBS Collective Investment Funds Limited
FRN 122139
- [FCA CF] Manager of certification employee (since 26 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.