Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 3 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2024)
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- SMF1 Chief Executive (since 28 Oct 2022)
- SMF3 Executive Director (since 28 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Dec 2023 to 12 Jan 2026)
- [FCA CF] Manager of certification employee (1 Dec 2023 to 12 Jan 2026)
- [FCA CF] Significant management (12 May 2020 to 15 Dec 2022)
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- [PRA CF] Significant risk taker or Material risk taker (since 29 Nov 2023)
- [FCA CF] Manager of certification employee (since 17 Apr 2023)
- [FCA CF] Manager of certification employee (3 Aug 2022 to 4 Jan 2023)
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- [PRA CF] Significant risk taker or Material risk taker (15 Oct 2018 to 7 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.