MT Capital Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew John Purvis
IRN AJP01126
- SMF3 Executive Director (since 26 Aug 2022)
- SMF1 Chief Executive (since 26 Aug 2022)
David John Ogilvy
IRN DJL01228
- CF2 Non Executive Director (1 Jul 2014 to 1 Jun 2018)
Denis Lionel Chatterton
IRN DLC01025
- Director of firm who is not a certification employee or a SMF manager (since 25 Jan 2023)
- CF2 Non Executive Director (1 May 2018 to 8 Dec 2019)
Ian Stanley Rogers
IRN ISR01016
- CF28 Systems and controls (1 Jul 2014 to 10 Jul 2014)
Joseph Anthony Duffy
IRN JAD01300
- CF10 Compliance Oversight (1 Jul 2014 to 10 Jul 2014)
- CF11 Money Laundering Reporting (1 Jul 2014 to 10 Jul 2014)
KAREN ANGELA JORDAN
IRN KAJ01045
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 25 Jan 2023)
- CF2 Non Executive Director (1 May 2018 to 8 Dec 2019)
Laura Veronica Russell-Young
IRN LVR00005
- SMF3 Executive Director (9 Dec 2019 to 6 Jan 2021)
- CF1 Director (1 May 2018 to 8 Dec 2019)
Nigel Owen St. Clair Waller
IRN NOW01004
- CF1 Director (1 Jun 2016 to 1 Jun 2018)
Philippa Frances Blake-Roberts
IRN PFB01025
- CF1 Director (1 Jul 2014 to 1 Jun 2018)
- CF11 Money Laundering Reporting (1 Jul 2014 to 3 Oct 2017)
- CF30 Customer (1 Jul 2014 to 1 Jun 2018)
Robert Brian Williamson
IRN RBW01015
- CF2 Non Executive Director (1 Jul 2014 to 31 Dec 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.