Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Crown Agents Bank Limited
FRN 204456
- SMF11 Chair of the Audit Committee (since 29 Jun 2021)
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MT Capital Management Limited
FRN 623887
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 25 Jan 2023)
- CF2 Non Executive Director (1 May 2018 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (29 Jun 2021 to 7 Apr 2023)
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- SMF16 Compliance Oversight (8 Apr 2020 to 3 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2020 to 3 Aug 2020)
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- SMF16 Compliance Oversight (8 Apr 2020 to 3 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2020 to 3 Aug 2020)
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- SMF13 Chair of the Nominations Committee (12 Dec 2019 to 31 Aug 2023)
- SMF11 Chair of the Audit Committee (12 Dec 2019 to 31 Aug 2023)
- SMF12 Chair of the Remuneration Committee (12 Dec 2019 to 31 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.