Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 29 Jun 2021)
    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Jan 2023)
    • CF2 Non Executive Director (1 May 2018 to 8 Dec 2019)
  • Crown Agents Investment Management Limited (no longer approved here)

    FRN 119207

    • Director of firm who is not a certification employee or a SMF manager (29 Jun 2021 to 7 Apr 2023)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • SMF16 Compliance Oversight (8 Apr 2020 to 3 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2020 to 3 Aug 2020)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • SMF16 Compliance Oversight (8 Apr 2020 to 3 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2020 to 3 Aug 2020)
  • THIS BANK LIMITED (no longer approved here)

    FRN 832786

    • SMF13 Chair of the Nominations Committee (12 Dec 2019 to 31 Aug 2023)
    • SMF11 Chair of the Audit Committee (12 Dec 2019 to 31 Aug 2023)
    • SMF12 Chair of the Remuneration Committee (12 Dec 2019 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.