Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 25 Jan 2023)
    • CF2 Non Executive Director (1 May 2018 to 8 Dec 2019)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • CF1 Director (22 Jul 2014 to 31 Dec 2016)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF29 Significant management (24 Oct 2008 to 26 May 2010)
    • CF8 Apportionment and Oversight (24 Aug 2007 to 31 Oct 2007)
    • CF1 Director (24 Aug 2007 to 31 Dec 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF10 Compliance Oversight (1 Dec 2001 to 3 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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