Ian Stanley Rogers

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yealand Fund Services Limited (no longer approved here)

    FRN 530809

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF11 Money Laundering Reporting (24 Jun 2014 to 1 Mar 2018)
    • CF10a CASS Oversight function (19 Jun 2014 to 8 Dec 2019)
    • CF1 Director (26 Apr 2011 to 8 Dec 2019)
  • MT Capital Management Limited (no longer approved here)

    FRN 623887

    • CF28 Systems and controls (1 Jul 2014 to 10 Jul 2014)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • CF1 Director (1 Dec 2001 to 2 Sep 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Sep 2005)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (22)CF1 Director (1 Dec 2001 to 2 Sep 2005)
    • (21)CF8 Apportionment and Oversight (1 Dec 2001 to 2 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (21)CF8 Apportionment and Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (22)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED