Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (16 Oct 2020 to 5 Sep 2024)
- SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (11 Aug 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Aug 2005 to 30 Sep 2008)
- CF27 Investment Management (21 Mar 2005 to 31 Oct 2007)
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- CF1 Director (1 Jun 2016 to 1 Jun 2018)
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- CF27 Investment Management (1 Dec 2001 to 31 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.