MOSAAC LIMITED

• Principal Place of Business

  1 Station Road

  Royston

  Barnsley

  South Yorkshire

  S71 4EW

  UNITED KINGDOM

  Phone

  +4401226701155

  Web

  https://www.mosaacfinancial.uk

• Complaints Contact

  1 Station Road

  Royston

  Barnsley

  South Yorkshire

  S71 4EW

  UNITED KINGDOM

  Phone

  +4401226701155

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to Debt Counselling which is provided in connection with investments advice and buy to let mortgages and second charge mortgages

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sara Louise Mortimer

  IRN SLL00020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
  • [FCA CF] Client dealing (since 28 Sep 2020)
• Stephen Caven Charlesworth

  IRN SCC00020

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2025)
  • CF30 Customer (9 Jul 2012 to 8 Dec 2019)
• Stephen John Hall

  IRN SJH00102

  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jan 2019)
  • Responsibility for MCD Intermediation (31 Oct 2016 to 30 Jan 2019)
  • CF11 Money Laundering Reporting (6 May 2014 to 30 Jan 2019)
  • CF10 Compliance Oversight (6 May 2014 to 30 Jan 2019)
  • Responsible for Insurance Mediation (15 Jun 2012 to 30 Sep 2018)
  • CF30 Customer (15 Jun 2012 to 16 Oct 2019)
  • CF1 Director (15 Jun 2012 to 24 Apr 2019)
• Stephen Reynolds

  IRN SJR00044

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Sep 2025)
• Steven Glen Cawood

  IRN SGC00006

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
  • CF30 Customer (9 Jul 2012 to 8 Dec 2019)
• Stuart Barnes

  IRN SXB00061

  • CF30 Customer (11 Jul 2012 to 27 Aug 2013)
• Thomas James Brookes

  IRN TXB10948

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2025)
  • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
• Tracy Ward

  IRN TXW00091

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2022)
  • [FCA CF] Client dealing (since 22 Nov 2022)
• Tyra Rafiq

  IRN TXR01203

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jan 2020)
  • CF30 Customer (30 Nov 2018 to 8 Dec 2019)

No changes recorded yet.