Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 30 Jan 2019)
- Responsibility for MCD Intermediation (31 Oct 2016 to 30 Jan 2019)
- CF11 Money Laundering Reporting (6 May 2014 to 30 Jan 2019)
- CF10 Compliance Oversight (6 May 2014 to 30 Jan 2019)
- Responsible for Insurance Mediation (15 Jun 2012 to 30 Sep 2018)
- CF1 Director (15 Jun 2012 to 24 Apr 2019)
- CF30 Customer (15 Jun 2012 to 16 Oct 2019)
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- CF30 Customer (23 May 2009 to 31 Dec 2009)
- CF1 Director (AR) (23 May 2009 to 31 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.