Sara Louise Mortimer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MOSAAC LIMITED

    FRN 581080

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
    • [FCA CF] Client dealing (since 28 Sep 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Sep 2020)
    • CF30 Customer (10 Jun 2015 to 28 Sep 2020)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (13 Mar 2015 to 28 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.