M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruce William Donnelly

    IRN BWD00004

    • CF30 Customer (10 Mar 2017 to 19 Dec 2017)
  • Bryan Stuart Amos

    IRN BSA01024

    • CF30 Customer (14 Jul 2017 to 30 Mar 2018)
  • CRAIG ANTONY RIDGE

    IRN CAR01162

    • CF30 Customer (19 Nov 2013 to 5 Jan 2018)
  • Caitlin Spence

    IRN CXS00310

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Jul 2020)
  • Callum James Innes

    IRN CXI00053

    • Appointed representative dealing with clients for which they require qualification (10 May 2024 to 18 Nov 2024)
    • CF30 Customer (9 May 2024 to 18 Nov 2024)
  • Calum Scott

    IRN CXS10068

    • [FCA CF] Client dealing (13 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Jan 2019 to 8 Dec 2019)
  • Carl Lawson Broad

    IRN CLB01088

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
    • CF30 Customer (since 10 May 2021)
    • CF1 Director (AR) (since 10 May 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 31 May 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 31 May 2021)
    • [FCA CF] Manager of certification employee (2 Jul 2020 to 15 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 1 Jan 2016)
  • Carl Mba

    IRN CXM00856

    • CF30 Customer (since 19 Jun 2023)
    • CF1 Director (AR) (since 19 Jun 2023)
  • Carl Taylor

    IRN CXT01205

    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (30 Nov 2018 to 8 Dec 2019)
  • Carol Angela Lammy-Steele

    IRN CAS00030

    • CF30 Customer (6 Oct 2014 to 26 Oct 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.