Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 21 Nov 2025)
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- [FCA CF] Client dealing (3 Oct 2022 to 12 Aug 2025)
- [FCA CF] Functions requiring qualifications (3 Oct 2022 to 12 Aug 2025)
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- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 19 Sep 2022)
- [FCA CF] Client dealing (1 Jul 2020 to 19 Sep 2022)
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- CF30 Customer (19 Nov 2013 to 5 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.