Carl Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Aug 2021)
    • CF30 Customer (since 5 Aug 2021)
  • Oakmere Wealth Management Ltd

    FRN 573904

    • (3)Employed By (since 5 Aug 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (30 Nov 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 May 2014)
    • CF21 Investment Adviser (28 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 May 2005 to 28 Apr 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (21 Oct 2003 to 27 May 2005)
    • CF22 Investment Adviser (Trainee) (4 Nov 2002 to 21 Oct 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (21 Oct 2003 to 27 May 2005)
    • CF22 Investment Adviser (Trainee) (4 Nov 2002 to 21 Oct 2003)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (4 Nov 2002 to 27 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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