Carol Angela Lammy-Steele

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (29)[FCA CF] Client dealing (12 Dec 2019 to 27 Oct 2023)
    • (30)[FCA CF] Functions requiring qualifications (12 Dec 2019 to 27 Oct 2023)
    • (28)CF30 Customer (5 Nov 2018 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (6 Oct 2014 to 26 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (28)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (29)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  3. controlled function added: (30)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD