Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 17 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Sep 2025)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 29 Aug 2025)
    • [FCA CF] Functions requiring qualifications (6 Feb 2023 to 29 Aug 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (14 Jul 2017 to 30 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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