Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • CF1 Director (AR) (since 21 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2022)
    • [FCA CF] Client dealing (since 2 Nov 2021)
    • CF30 Customer (since 26 Oct 2021)
    • [FCA CF] Functions requiring qualifications (2 Nov 2021 to 27 Sep 2022)
    • (1)Employed By (since 21 Nov 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (13 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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