M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Roy Macmillan

    IRN DXM01506

    • SMF7 Group Entity Senior Manager (11 Mar 2021 to 30 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 11 Mar 2021)
    • CF1 Director (29 Nov 2017 to 8 Dec 2019)
    • CF29 Significant management (6 Jun 2017 to 29 Nov 2017)
  • David Ruler

    IRN DPR01073

    • CF30 Customer (9 Sep 2013 to 25 Apr 2018)
  • David Seekings

    IRN DPS01129

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF30 Customer (since 3 Feb 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (11 Jan 2019 to 8 Dec 2019)
  • David Sillars

    IRN DXS01315

    • CF30 Customer (7 May 2024 to 29 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (7 May 2024 to 29 Aug 2025)
    • CF1 Director (AR) (7 May 2024 to 29 Aug 2025)
  • David Simpson

    IRN DFS00013

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF30 Customer (since 3 Feb 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 15 Feb 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (22 Apr 2016 to 1 Apr 2017)
  • David Sinclair

    IRN DXS01100

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2025)
    • CF30 Customer (since 31 Jan 2025)
  • David Stuart Innes

    IRN DSI01004

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2020)
    • CF1 Director (AR) (since 3 Dec 2019)
    • CF30 Customer (since 9 Sep 2013)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
  • David Stuart McGurk

    IRN DSM01071

    • Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 5 Feb 2024)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • David William Povey

    IRN DWP00011

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 20 Jan 2021)
    • CF30 Customer (since 20 Jan 2021)
    • [FCA CF] Functions requiring qualifications (28 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (28 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (6 May 2017 to 8 Dec 2019)
  • Dean John Gillam

    IRN DJG01243

    • CF30 Customer (9 Sep 2013 to 31 Mar 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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