Dean John Gillam

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trevor Downing Financial Management (IFA) Limited

    FRN 118176

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 May 2022)
    • [FCA CF] Client dealing (since 9 May 2022)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Apr 2021)
    • [FCA CF] Client dealing (1 Jan 2021 to 1 Apr 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (11 Jul 2014 to 6 Mar 2016)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 31 Mar 2014)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (5 Mar 2013 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (22 Feb 2012 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.