David Stuart McGurk

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hunter and Waller Financial Services LTD (no longer approved here)
FRN 918919
- (1)Employed By (15 Mar 2023 to 3 Aug 2023)
Stuart McGurk (no longer approved here)
FRN 918939
- Employed By (3 Apr 2020 to 3 Aug 2023)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 5 Feb 2024)
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF30 Customer (29 Jun 2012 to 9 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.