David Simpson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 15 Feb 2021)
    • CF30 Customer (22 Apr 2016 to 1 Apr 2017)
  • TOWN & COUNTRY WEALTH MANAGEMENT LTD

    FRN 939768

    • Employed By (since 3 Feb 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (25 Mar 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (20 Dec 2002 to 25 Mar 2003)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF22 Investment Adviser (Trainee) (28 May 2002 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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