MENZIES WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  4th Floor

  95 Gresham Street

  London

  EC2V 7AB

  UNITED KINGDOM

  Phone

  +4402074651980

  Web

  https://www.menzieswm.co.uk

• Complaints Contact

  4th Floor

  95 Gresham Street

  London

  EC2V 7AB

  UNITED KINGDOM

  Phone

  +4402074651980

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Ellis

  IRN CXE01085

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 16 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 4 Nov 2009)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2025)
• Craig Hughes

  IRN CXH00600

  • CF1 Director (AR) (since 3 Jan 2023)
  • SMF3 Executive Director (since 1 Dec 2022)
• David Christopher Gooding

  IRN DCG00010

  • CF30 Customer (25 Oct 2016 to 19 Jul 2017)
• David Simon Gosling

  IRN DXG46357

  • CF1 Director (AR) (since 16 Jan 2023)
  • SMF9 Chair of the Governing Body (since 28 Oct 2022)
  • SMF3 Executive Director (since 4 Jun 2020)
• David Sloan

  IRN DXS00254

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Dec 2013 to 8 Dec 2019)
• Eric Norman-Walker

  IRN EXN01078

  • Responsible for Insurance Mediation (14 Nov 2008 to 6 Jan 2014)
  • CF8 Apportionment and Oversight (14 Nov 2008 to 31 Mar 2009)
  • CF30 Customer (14 Nov 2008 to 25 Jul 2014)
  • CF10 Compliance Oversight (14 Nov 2008 to 6 Feb 2012)
  • CF1 Director (14 Nov 2008 to 14 May 2015)
• Erica Miller

  IRN EXM00008

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 18 Apr 2019)
• Jamie Oliver

  IRN JXO00052

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2026)
  • [FCA CF] Manager of certification employee (since 1 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Jeffrey Townsley

  IRN JXT01366

  • CF30 Customer (14 Nov 2008 to 1 Jun 2010)
• Jodie Maree Watling

  IRN JMK01108

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 10 Mar 2021)
  • CF30 Customer (since 22 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Oct 2020)
  • [FCA CF] Client dealing (since 12 Oct 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jul 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
  • CF1 Director (8 Mar 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Mar 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Mar 2017 to 8 Dec 2019)

• Menzies Employee Benefits Limited

  FRN 506967 · Appointed 10 Oct 2019

No changes recorded yet.