Jodie Maree Watling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MENZIES WEALTH MANAGEMENT LIMITED

    FRN 486548

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 10 Mar 2021)
    • CF30 Customer (since 22 Feb 2021)
    • [FCA CF] Client dealing (since 12 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 12 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jul 2021)
    • CF1 Director (8 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Mar 2017 to 8 Dec 2019)
  • Menzies Employee Benefits Limited

    FRN 506967

    • (5)Employed By (since 22 Feb 2021)
  • City Asset Management Plc (no longer approved here)

    FRN 122483

    • CF30 Customer (5 Feb 2008 to 20 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.