MENZIES WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  4th Floor

  95 Gresham Street

  London

  EC2V 7AB

  UNITED KINGDOM

  Phone

  +4402074651980

  Web

  https://www.menzieswm.co.uk

• Complaints Contact

  4th Floor

  95 Gresham Street

  London

  EC2V 7AB

  UNITED KINGDOM

  Phone

  +4402074651980

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julie Barbara Adams

  IRN JBA01049

  • CF1 Director (AR) (10 Mar 2021 to 13 Mar 2023)
  • SMF9 Chair of the Governing Body (5 Jun 2020 to 8 Nov 2022)
  • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2023)
  • CF1 Director (21 Sep 2018 to 8 Dec 2019)
• Kevin Mark Tutt

  IRN KMT00008

  • CF30 Customer (30 Mar 2017 to 8 Jan 2019)
• Lauren Ann Watson

  IRN LXW00277

  • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 26 Jul 2024)
• Louise Walker

  IRN LXC00040

  • [FCA CF] Manager of certification employee (since 30 Nov 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2021)
  • SMF16 Compliance Oversight (since 12 Nov 2021)
  • Responsible for Insurance Distribution (since 12 Nov 2021)
  • CF1 Director (AR) (since 11 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (17 Jul 2018 to 8 Dec 2019)
  • CF2 Non Executive Director (8 Jan 2014 to 30 Jun 2018)
• Mark Williams

  IRN MRW01086

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 2 Sep 2022)
• Melanie Grace

  IRN MXG00147

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Dec 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 May 2025)
• Michael George Sands

  IRN SXM01750

  • CF2 Non Executive Director (29 Jun 2017 to 8 Dec 2019)
  • CF1 Director (14 Nov 2008 to 29 Jul 2016)
• Michael John Dawe

  IRN MJD01232

  • CF11 Money Laundering Reporting (1 Jun 2010 to 25 Mar 2014)
• Neil David Hutchings

  IRN NDH00001

  • CF30 Customer (26 Oct 2016 to 30 Apr 2019)
• Neil Martin Gough

  IRN NMG00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 10 May 2024)
  • [FCA CF] Functions requiring qualifications (since 10 May 2024)
  • CF30 Customer (since 25 Apr 2024)

• Menzies Employee Benefits Limited

  FRN 506967 · Appointed 10 Oct 2019

No changes recorded yet.