MENZIES WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  4th Floor

  95 Gresham Street

  London

  EC2V 7AB

  UNITED KINGDOM

  Phone

  +4402074651980

  Web

  https://www.menzieswm.co.uk

• Complaints Contact

  4th Floor

  95 Gresham Street

  London

  EC2V 7AB

  UNITED KINGDOM

  Phone

  +4402074651980

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Panvir Thind

  IRN PST00004

  • CF30 Customer (5 Jan 2015 to 14 Oct 2016)
• Paul Ghill Bentley Howorth

  IRN PGH00012

  • Appointed representative dealing with clients for which they require qualification (16 Oct 2023 to 10 Jan 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2024)
  • CF30 Customer (2 Nov 2019 to 11 Jan 2024)
• Ralph Michael Mitchison

  IRN RMM01098

  • CF1 Director (14 Nov 2008 to 20 Apr 2011)
• Richard Anthony Watson

  IRN RAW01176

  • CF10 Compliance Oversight (15 Feb 2012 to 14 Aug 2012)
  • CF1 Director (22 Oct 2010 to 14 Aug 2012)
• Sandy McPherson

  IRN SJM01529

  • CF30 Customer (19 Oct 2016 to 9 Nov 2018)
• Sarah Louise Hudson

  IRN SXH00212

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2020)
• Shane Anthony Stevenson

  IRN SXS05784

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2026)
  • [FCA CF] Client dealing (since 2 Jan 2026)
• Stephen Gonsalves

  IRN SXG02438

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
• Stephen Guy Pritchard

  IRN SGP01079

  • CF11 Money Laundering Reporting (14 Nov 2008 to 31 May 2010)
• Stephen Mitchison

  IRN SXM03162

  • CF11 Money Laundering Reporting (24 Feb 2014 to 10 Mar 2017)

• Menzies Employee Benefits Limited

  FRN 506967 · Appointed 10 Oct 2019

No changes recorded yet.