Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MENZIES WEALTH MANAGEMENT LIMITED
FRN 486548
- [FCA CF] Manager of certification employee (since 30 Nov 2021)
- Responsible for Insurance Distribution (since 12 Nov 2021)
- SMF16 Compliance Oversight (since 12 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2021)
- CF1 Director (AR) (since 11 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (17 Jul 2018 to 8 Dec 2019)
- CF2 Non Executive Director (8 Jan 2014 to 30 Jun 2018)
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Menzies Employee Benefits Limited
FRN 506967
- (2)Employed By (since 11 Mar 2021)
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- CF1 Director (AR) (1 Sep 2016 to 6 Jun 2018)
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- Employed By (1 Sep 2016 to 6 Jun 2018)
Recent activity
Updates to this individual's record on the FCA register.
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