Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 30 Nov 2021)
    • Responsible for Insurance Distribution (since 12 Nov 2021)
    • SMF16 Compliance Oversight (since 12 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2021)
    • CF1 Director (AR) (since 11 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Jul 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (8 Jan 2014 to 30 Jun 2018)
    • (2)Employed By (since 11 Mar 2021)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF1 Director (AR) (1 Sep 2016 to 6 Jun 2018)
  • Chartham Financial Planning Limited (no longer approved here)

    FRN 751932

    • Employed By (1 Sep 2016 to 6 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.