Erica Miller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MENZIES WEALTH MANAGEMENT LIMITED

    FRN 486548

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 18 Apr 2019)
  • Menzies Employee Benefits Limited

    FRN 506967

    • (4)Employed By (since 1 Nov 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (24 Aug 2011 to 6 Mar 2016)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (3 Dec 2008 to 11 May 2011)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF21 Investment Adviser (28 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Mar 2005 to 2 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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