Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WALPOLE FINANCIAL LIMITED (no longer approved here)

    FRN 459771

    • SMF3 Executive Director (9 Dec 2019 to 29 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2007 to 15 May 2015)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • Responsible for Insurance Mediation (2 Jan 2007 to 27 Apr 2018)
    • CF10 Compliance Oversight (2 Jan 2007 to 15 May 2015)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • MENZIES WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 486548

    • CF30 Customer (14 Nov 2008 to 1 Jun 2010)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (29 Dec 2003 to 30 Dec 2004)
    • CF22 Investment Adviser (Trainee) (21 Jul 2003 to 29 Dec 2003)
  • Kenrick Paul Sayers (no longer approved here)

    FRN 192053

    • (9)Employed By (21 Jul 2003 to 30 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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