MARTIN-REDMAN (UK) LTD

• Principal Place of Business

  The Barn

  Grove Lane

  Elmswell

  Bury St. Edmunds

  Suffolk

  IP30 9HN

  UNITED KINGDOM

  Phone

  +4401223792196

  Web

  https://www.martin-redmanpartners.co.uk

• Complaints Contact

  The Barn

  Grove Lane

  Elmswell

  Bury St. Edmunds

  Suffolk

  IP30 9HN

  UNITED KINGDOM

  Phone

  +4401223792196

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Hugh Sear

  IRN BHS01018

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (1 Aug 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2017 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Aug 2017 to 30 Sep 2018)
  • CF1 Director (1 Aug 2017 to 8 Dec 2019)
• Gary James Brooks

  IRN GJB00002

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2020)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Jeremy Mark Edwards

  IRN JME00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Jonathon Lee Clarke

  IRN JLC01124

  • SMF3 Executive Director (9 Dec 2019 to 14 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Sep 2022)
  • CF30 Customer (12 Feb 2019 to 8 Dec 2019)
  • CF1 Director (12 Feb 2019 to 8 Dec 2019)
• Julian Henry Martin-Redman

  IRN JHM01050

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (1 Aug 2017 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Michael Christian Malster

  IRN MCM00007

  • CF30 Customer (1 Aug 2017 to 22 Nov 2017)
• Peter Glenn Dyer

  IRN GPD00008

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2020)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Sarah Jane Austin

  IRN SJA01170

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Sep 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Sep 2020)
  • CF30 Customer (1 Sep 2019 to 8 Dec 2019)

No changes recorded yet.