Jonathon Lee Clarke

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J Clarke & Co Ltd

    FRN 975357

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Sep 2022)
    • SMF16 Compliance Oversight (since 16 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2022)
    • Responsible for Insurance Distribution (since 16 Sep 2022)
    • [FCA CF] Client dealing (since 16 Sep 2022)
    • SMF3 Executive Director (since 16 Sep 2022)
  • MARTIN-REDMAN (UK) LTD (no longer approved here)

    FRN 769483

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 14 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2022)
    • CF30 Customer (12 Feb 2019 to 8 Dec 2019)
    • CF1 Director (12 Feb 2019 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (5 Aug 2014 to 6 Mar 2018)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • CF30 Customer (7 Jul 2014 to 7 Jul 2014)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (27 Aug 2010 to 29 Dec 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (7 May 2008 to 6 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.