Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lycetts Financial Services Limited
FRN 121418
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 25 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 25 Jun 2024)
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MARTIN-REDMAN (UK) LTD
FRN 769483
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Aug 2017 to 8 Dec 2019)
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- Employed By (18 Apr 2013 to 5 Jan 2015)
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- CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- CF22 Investment Adviser (Trainee) (1 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.