Lycetts Financial Services Limited

• Principal Place of Business

  Lycetts

  Bank House

  Pilgrim Street

  Newcastle Upon Tyne

  NE1 6QF

  UNITED KINGDOM

  Phone

  +4401912321151

  Web

  https://www.lycetts.co.uk

• Complaints Contact

  Lycetts

  Bank House

  Pilgrim Street

  Newcastle Upon Tyne

  NE1 6QF

  UNITED KINGDOM

  Phone

  +4401912321151

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair Charles Herbert Foster

  IRN ACF01090

  • SMF9 Chair of the Governing Body (since 4 Mar 2025)
  • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2025)
  • CF1 Director (12 Aug 2019 to 8 Dec 2019)
  • CF2 Non Executive Director (27 Nov 2013 to 21 May 2019)
• Andrew Allan

  IRN AXA03102

  • CF30 Customer (25 Feb 2015 to 9 Jan 2018)
• Angus Christopher Keate

  IRN ACK00001

  • Responsible for Insurance Distribution (12 Sep 2022 to 27 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 May 2024)
  • [FCA CF] Client dealing (9 Dec 2020 to 31 May 2024)
  • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Benjamin Hugh Sear

  IRN BHS01018

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 13 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 13 Jun 2024)
  • SMF3 Executive Director (since 1 Jan 2024)
  • Responsible for Insurance Distribution (since 11 Oct 2023)
  • SMF16 Compliance Oversight (since 28 Feb 2023)
• Charles Alexander Hamilton

  IRN CAH01151

  • CF2 Non Executive Director (22 May 2007 to 30 Apr 2011)
• Charles Richard Seymour

  IRN CRS00002

  • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2016)
• Christopher John Booth

  IRN CJB00147

  • 11. Pension transfer specialist
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (12 Oct 2011 to 8 Dec 2019)
• Christopher John Godman Cox

  IRN CJC01187

  • CF2 Non Executive Director (25 Jun 2003 to 25 Jun 2019)
• Colin David Sadler

  IRN CDS01101

  • CF2 Non Executive Director (21 Nov 2013 to 25 Jun 2019)
• David Jonathan Hewitt

  IRN DJH01330

  • CF2 Non Executive Director (17 May 2007 to 5 Oct 2012)
  • CF1 Director (7 Nov 2005 to 17 May 2007)

No changes recorded yet.