Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 28 Apr 2022)
    • SMF16 Compliance Oversight (11 Feb 2020 to 28 Apr 2022)
    • SMF27 Partner (9 Dec 2019 to 1 Aug 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Apr 2022)
    • Responsible for Insurance Mediation (1 Oct 2012 to 30 Sep 2018)
    • CF3 Chief Executive (1 Oct 2012 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
  • Lycetts Financial Services Limited (no longer approved here)

    FRN 121418

    • CF2 Non Executive Director (22 May 2007 to 30 Apr 2011)
  • LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED (no longer approved here)

    FRN 310623

    • CF1 Director (27 Nov 2006 to 30 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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