Benjamin Hugh Sear

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lycetts Financial Services Limited

    FRN 121418

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 13 Jun 2024)
    • SMF3 Executive Director (since 1 Jan 2024)
    • Responsible for Insurance Distribution (since 11 Oct 2023)
    • SMF16 Compliance Oversight (since 28 Feb 2023)
  • MARTIN-REDMAN (UK) LTD

    FRN 769483

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Aug 2017 to 30 Sep 2018)
    • CF1 Director (1 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2017 to 8 Dec 2019)
  • Anglia Financial Ltd (no longer approved here)

    FRN 193166

    • (9)Employed By (1 Apr 2004 to 7 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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