Lycetts Financial Services Limited

• Principal Place of Business

  Lycetts

  Bank House

  Pilgrim Street

  Newcastle Upon Tyne

  NE1 6QF

  UNITED KINGDOM

  Phone

  +4401912321151

  Web

  https://www.lycetts.co.uk

• Complaints Contact

  Lycetts

  Bank House

  Pilgrim Street

  Newcastle Upon Tyne

  NE1 6QF

  UNITED KINGDOM

  Phone

  +4401912321151

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Morgan Cooper

  IRN DOC00001

  • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Aug 2014)
  • CF10 Compliance Oversight (1 Dec 2001 to 20 Aug 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2003)
• David Robert Moore

  IRN DRM01205

  • Director of firm who is not a certification employee or a SMF manager (since 12 Sep 2024)
• Dominic McAteer

  IRN DXM00014

  • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Edward Rice Nicholl

  IRN ERN00001

  • CF2 Non Executive Director (1 Dec 2001 to 15 May 2015)
• Emily Morris

  IRN EXY00016

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 12 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 12 Jan 2022)
• Emma Jane Hare

  IRN EJA01030

  • CF30 Customer (27 Jan 2012 to 9 Jan 2013)
• Frank Nicholson

  IRN FXN01020

  • CF2 Non Executive Director (29 Jan 2002 to 30 Apr 2007)
• Frederick Dakkan Forrest

  IRN FXF71018

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 15 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Feb 2024)
• Gail Makepeace

  IRN GXM01783

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 2 May 2022)
  • [FCA CF] Client dealing (9 Dec 2020 to 2 May 2022)
• Grant Bilton

  IRN GXB02335

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Feb 2024)
  • [FCA CF] Client dealing (since 15 Feb 2024)

No changes recorded yet.