Lycetts Financial Services Limited

• Principal Place of Business

  Lycetts

  Bank House

  Pilgrim Street

  Newcastle Upon Tyne

  NE1 6QF

  UNITED KINGDOM

  Phone

  +4401912321151

  Web

  https://www.lycetts.co.uk

• Complaints Contact

  Lycetts

  Bank House

  Pilgrim Street

  Newcastle Upon Tyne

  NE1 6QF

  UNITED KINGDOM

  Phone

  +4401912321151

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugo Daniel Charles Cannon

  IRN HDC01013

  • CF30 Customer (16 Jun 2015 to 8 Dec 2019)
• Ian Barclay

  IRN IXB01265

  • SMF3 Executive Director (since 10 Sep 2024)
• Ian Smith

  IRN IXS01167

  • CF30 Customer (1 Nov 2007 to 19 Feb 2010)
  • CF21 Investment Adviser (15 Feb 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Jan 2002 to 15 Feb 2002)
• Ilana-Marie Scott

  IRN IXS00220

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Feb 2023)
• Jacquetta Lucy Eyre Bridgeman

  IRN JLS01191

  • 11. Pension transfer specialist
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (18 Jan 2018 to 8 Dec 2019)
• Janet Anne Farnworth

  IRN JAF01095

  • CF30 Customer (1 Nov 2007 to 30 May 2019)
  • CF21 Investment Adviser (23 Jan 2002 to 31 Oct 2007)
• Jeremy Mark Edwards

  IRN JME00008

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Jun 2024)
  • [FCA CF] Client dealing (since 25 Jun 2024)
• John Browne-Swinburne

  IRN JXB00018

  • CF2 Non Executive Director (1 Dec 2001 to 31 Oct 2007)
• John Schofield

  IRN JXS01328

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
  • CF2 Non Executive Director (6 Aug 2019 to 8 Dec 2019)
• Jonathan Benedict McIrvine

  IRN JBM01081

  • CF2 Non Executive Director (26 May 2011 to 4 Oct 2012)

No changes recorded yet.