John Schofield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ecclesiastical Financial Advisory Services Limited

    FRN 126123

    • SMF9 Chair of the Governing Body (since 28 Oct 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jun 2011 to 11 Jul 2014)
    • CF11 Money Laundering Reporting (27 Jun 2011 to 11 Jul 2014)
    • CF28 Systems and controls (27 Jun 2011 to 15 Apr 2016)
  • Lycetts Financial Services Limited

    FRN 121418

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • CF2 Non Executive Director (6 Aug 2019 to 8 Dec 2019)
  • Ecclesiastical Life Limited (no longer approved here)

    FRN 110318

    • SMF5 Head of Internal Audit (10 Dec 2018 to 31 Dec 2018)
    • SIMF5 Head of Internal Audit Function (12 Oct 2018 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 12 Oct 2018)
    • CF11 Money Laundering Reporting (27 Jun 2011 to 11 Jul 2014)
    • CF28 Systems and controls (27 Jun 2011 to 6 Mar 2016)
    • CF10 Compliance Oversight (27 Jun 2011 to 11 Jul 2014)
  • ECCLESIASTICAL INSURANCE OFFICE PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 113848

    • SMF5 Head of Internal Audit (10 Dec 2018 to 31 Dec 2018)
    • SIMF5 Head of Internal Audit Function (12 Oct 2018 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 12 Oct 2018)
    • CF10 Compliance Oversight (27 Jun 2011 to 11 Jul 2014)
    • CF11 Money Laundering Reporting (27 Jun 2011 to 11 Jul 2014)
    • CF28 Systems and controls (27 Jun 2011 to 6 Mar 2016)
  • METHODIST INSURANCE PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 136423

    • SIMF5 Head of Internal Audit Function (12 Oct 2018 to 16 Oct 2018)
    • SIMF4 Chief Risk Function (6 Jun 2016 to 12 Oct 2018)
  • BAPTIST INSURANCE COMPANY PLC THE (no longer approved here)

    FRN 202032

    • SIMF5 Head of Internal Audit Function (12 Oct 2018 to 16 Oct 2018)
    • SIMF4 Chief Risk Function (6 Jun 2016 to 12 Oct 2018)
    • SMF4 Chief Risk (6 Jun 2016 to 6 Jun 2016)
  • EdenTree Investment Management Limited (no longer approved here)

    FRN 527473

    • CF10a CASS Oversight function (21 May 2012 to 15 Apr 2013)
    • CF28 Systems and controls (27 Jun 2011 to 15 Apr 2016)
    • CF10 Compliance Oversight (27 Jun 2011 to 11 Jul 2014)
    • CF11 Money Laundering Reporting (27 Jun 2011 to 11 Jul 2014)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • CF28 Systems and controls (16 Dec 2008 to 30 Jun 2011)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF28 Systems and controls (16 Dec 2008 to 30 Jun 2011)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • CF28 Systems and controls (16 Dec 2008 to 30 Jun 2011)
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