John Schofield

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
    • CF10 Compliance Oversight (5 Nov 2002 to 8 Mar 2006)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
    • CF10 Compliance Oversight (5 Nov 2002 to 8 Mar 2006)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
    • CF10 Compliance Oversight (5 Nov 2002 to 8 Mar 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.