Lycetts Financial Services Limited

• Principal Place of Business

  Lycetts

  Bank House

  Pilgrim Street

  Newcastle Upon Tyne

  NE1 6QF

  UNITED KINGDOM

  Phone

  +4401912321151

  Web

  https://www.lycetts.co.uk

• Complaints Contact

  Lycetts

  Bank House

  Pilgrim Street

  Newcastle Upon Tyne

  NE1 6QF

  UNITED KINGDOM

  Phone

  +4401912321151

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julian Henry Martin-Redman

  IRN JHM01050

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 25 Jun 2024)
• Laura Berry

  IRN LEB01065

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
  • [FCA CF] Client dealing (since 1 Aug 2023)
• Lauren Jane Johanson

  IRN LXJ00046

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
• Linda Denise Wheatley

  IRN LXW00104

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Apr 2021)
• Linda Denise Wheatley

  IRN LDW00002

  • CF30 Customer (26 Mar 2008 to 8 Dec 2019)
• Lorraine Claire Tanner

  IRN LXT00081

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jul 2021 to 11 Nov 2022)
• Mark Charles Liddell

  IRN MCL00003

  • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2009)
• Matthew Stephen Allmond

  IRN MXA00318

  • [FCA CF] Functions requiring qualifications (3 Aug 2022 to 10 Oct 2023)
  • [FCA CF] Client dealing (3 Aug 2022 to 10 Oct 2023)
• Matthew White Ridley

  IRN MWR00003

  • CF2 Non Executive Director (1 Dec 2001 to 18 Sep 2003)
• Michael David Noble

  IRN MXN06413

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Aug 2022)
  • [FCA CF] Client dealing (since 3 Aug 2022)

No changes recorded yet.